Fca handbook 12 week rule

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The FCA would not generally impose a time limitation in these circumstances for a period of less than 12 weeks. The FCA would expect the firm to use the 12-week (2) □ SYSC 26.4.6R (Exclusion where the 12-week rule applies) deals with how those responsibilities may be reallocated during the SMF manager's absence. The 12-week rule · (a). a firm allocates any FCA-prescribed senior management responsibilities to an SMF manager; and · (b). the SMF manager later becomes absent;.SYSC 26.4.6R (Exclusion where the 12-week rule applies) deals with how those responsibilities may be reallocated during the SMF manager's absence.

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